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      Securities Enforcement Roundup – September 2026

      In September 2026, SEC Commissioner Hester Peirce announced she is leaving the Commission, while SEC Director of Enforcement David Woodcock reaffirmed a “back to basics” enforcement approach in remarks at the University of Texas School of Law. Federal and state securities regulators continued to target firms for alleged deficiencies in cybersecurity controls. The SEC settled several notable accounting and financial reporting matters, emphasizing the Commission’s renewed focus in this area....
      By: Morgan Lewis

      Source: JD Supra
      .

      Terra Founder Do Kwon Sentenced to 15 Years in Prison for Fraud